Guotai Jinniu Innovation Growth Securities Investment Fund

Profile
Transaction code: 020010
Date of establishment: May 18, 2007
Size: 10 billion
Type: Contract type open-end
Fund trustee: Agricultural Bank of China

Guotai Jinniu Securities Investment Fund Sale agents
Guotai Asset management co, Ltd., Agricultural Bank of China, Bank of China, China Construction Bank, Bank of Beijing, Guotaijunan Securities, CITIC Securities, Galaxy Securities, Haitong Securities, Shenyin & Wanguo Securities, Chinese merchant Securities, Orient Securities, Dongwu Securities, Xingye Securities, GF Securities, Shanghai Securities, Hongyuan Securities, Mingsheng Securities,
Guosheng Securities, Zhongxin Securities, Everbright Securities, Bohai Securities, Wanlian Securities, Guoxin Securities, Changjiang Securities, Guohai Securities, United Securities, Huatai Securities and their business network in the country.

Investment objective
The investment objective of the fund is to pursue assets increment in long term by means of stock investment on innovative listed companies, which can bring prospective rapid growth in future on the premise of effective risk control The category of innovation is defined as technological innovation, systematic innovation, market innovation and management innovation, etc.

Investment Strategy
The stock assets proportion of stock assets investment is 60%-95%, bond assets investment is 0-35%, warrant investment is 0-3%, securities investment is 0-10%, cash or government bond maturity within one year is no less than 5%.